He possesses an impressive memory and excellent attention to detail, and his thoroughness is a virtue that my colleagues and I have learned to appreciate greatly in every case of his that we assist with. participant account name number deutsche bank securities inc. 0573 deutsche bank securities inc.- stock loan 0032 deutsche bank securities inc.-international stock loan 5162 deutsche bank securities inc.-fixed income stock loan 5225 deutsche bank trust company americas 1503 dbtc americas/ctag/puts & demands 2041 dbtc americas/ctag-ges 2655 We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Park Avenue Securities and its IARs dont put many restrictions, if at all, on the types of securities it considers. Additionally, at Park Avenue Securities our financial professionalsworkwith Pershing1, a leading provider of global financial business solutions for over 75 years, which provides a critical foundation. SmartAsset Advisors, LLC ("SmartAsset"), a wholly owned subsidiary of Financial Insight Technology, is registered with the U.S. Securities and Exchange Commission as an investment adviser. 600 600 600 600 600 600 600 600 How do we make money? What does this mean? 1 [0 ] 556 556 556 556 556 556 556 548 Caswell is dedicated to raising awareness for childhood cancer research and has previously served on the board for the Association for Research of Childhood Cancer in Buffalo. Institutional clients of the firm include retirement plans, charitable organizations, insurance companies and businesses. Member FINRA, SIPC. 600 600 600 600 600 600 600 600 Financial plans and investment portfolios are always unique to the client's personal financial situation. If you have questions about Park Avenue Securities LLC and/or John Kwit and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889. << What does this mean? 160 Gould Street Suite 310, Needham, Massachusetts 02494, 7101 Wisconsin Avenue Suite 1200, Bethesda, Maryland 20814, 29800 Telegraph Road, Southfield, Michigan 48034, 900 Ashwood Parkway Suite 400, Atlanta, Georgia 30338, 6115 Park South Drive Suite 295, Charlotte, North Carolina 28209, 6455 South Yosemite Street Suite 300, Greenwood Village, Colorado 80111, 5280 Carroll Canyon Road Suite 300, San Diego, California 92121, 3040 Post Oak Blvd Suite 1150, Houston, Texas. Firm can legally elect to accept commissions for their investment advisory services. This situation may lead the firm or a related person to recommend proprietary investments and products that could generate larger commissions than other similar non-proprietary products. /BaseFont /Arial,Italic >> This FINRA sanction arose out of a Long Island, following the collapse of a NY based Ponzi scheme involving Agape World, Inc. and Agape Merchant Advance, LLC (referred to collectively as Agape) and a federal criminal investigation. At Park Avenue Securities, our Financial Professionals can: This holiday-shortened week was another losing one for the stock market. Overview. /Type /Pages /Type /Font Participation in the Certification program, including the payment of an annual fee to investor.com, does not guarantee or in any way bias investor.com's decision to award "Trusted by investor.com" status, and "Trusted by investor.com" status shall not constitute or be construed as an endorsement of any firm by investor.com. 556 556 556 556 556 556 556 556 << Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America. Firm's/Financial Professional's investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the Personal Bio, Certifications, and/or Investment Philosophy portions of the profile page. Investor.com is your trustworthy guide to the world of personal finance. A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. At some point, Park Avenue Securities became aware that at least two of its registered representatives engaged in unapproved private securities transactions involving Agape. 0 277 277 500 500 350 556 1000 Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A. What does this mean and why is it important? For these supervisory failures, FINRA censured the broker-dealer, and fined it $175,000. OSJ: 5280 Carroll Canyon Road, Ste 300 San Diego CA 92121, United States (619) 684-6400PAS is a wholly-owned subsidiary of The Guardian Life Insurance Company of America (Guardian), New York, NY. In addition, there have been hundreds of customer complaints filed against Park Avenue Securities for misconduct by its securities sales and investment advisory representatives that are not reported by the firm on its Central Depository Record. Office Location. Attention: Michael Duffy (757-446-4056) Fax #: 757-512-6125 [email protected] Accept all uggs pink slippers Manage preferences. endobj .Amount due. This is not an offer to buy or sell any security or interest. What does this mean and why is it important? Park Avenue Securities is a wholly owned subsidiary of The Guardian Life Insurance Company of America and is located at 10 Hudson Yards, New York, NY 10001. There have been approximately 17 Federal, state and self-regulatory body disclosure events; that is, pending or final formal proceedings initiated by a regulatory authority (e.g., a state or federal securities agency like the U.S. Securities and Exchange Commission (SEC) or self-regulatory body like the Financial Industry Regulatory Authority (FINRA) and theNorth American Securities Administrators Association (NASAA)) for a violation(s) of investment-related rules or regulations. What percentage of income does your firm receive from fees versus commissions? Terms of Use | Disclaimers | Privacy Policy. 556 556 556 556 277 277 277 277 /Ascent 905 This website is intended for general public use. >> Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. material provided are for general information, and should not be considered a solicitation for the purchase or 399 548 333 333 333 576 537 333 << /Ascent 905 722 277 500 666 556 833 722 777 Important Disclosures >> 399 548 333 333 333 576 556 333 % 333 556 556 500 556 556 277 556 The Guardian community of over 9,000 employees and our network of over 2,500 financial representatives is committed to serving with expertise when, where and how our clients need us. Park Avenue Securities also offers services such as financial planning through its Financial Representatives. FINRA also investigated Park Avenue Securities and its variable annuity sales practices. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Questions to ask Client Types. PAS is a wholly-owned subsidiary of Guardian. While each of these companies provides the platform behind your financial professionalto help execute on your strategy, you benefit from the independence and entrepreneurialism we afford your financial professional at Park AvenueSecurities. With respect to such information, investor.com cannot and does not independently verify, audit, validate, assess or guarantee the adequacy, accuracy, or completeness of such information; such information is not included or otherwise incorporated within investor.com's Trust Score algorithm or review process. Today, we're a Fortune 250 mutual company and a leading provider of life, disability, dental, and other benefits for individuals, at the workplace and through government sponsored programs. This differs from a typical financial advisory firm that has its own set of on-staff advisors. Written by investor.com. Independent broker-dealers are notorious for their lax supervisory practices and procedures. 600 600 600 600 600 600 600 600 For example, front-running is when a financial professional buys or sell securities ahead of their client. OSJ: 333 N Indian Hills Blvd, Claremont, CA 91711, Ph: 909-399-1100. At Park Avenue Securities, fees vary depending on the advisor you work with. 556 556 333 500 277 556 500 722 Im confident her experience will bring outstanding value to our financial advisors and their clients.. On the other hand, a wrap fee program combines all of these fees into a single charged rate. These conflicts can negatively impact clients via hidden fees and overall higher costs. While partners may pay to provide offers or be featured, e.g. 600 600 600 600 600 600 600 600 According to the firm's Form ADV, advisory fees are "comparable to compensation charged by other full-service firms for the same services.". First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. /ItalicAngle 0 Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. The firm's website is not secure by modern internet standards. endobj Firm or an advisory affiliate has previously had an investment-related civil action dismissed against them following a cash settlement in court. ", "When the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy", "Bob is one of the few very best lawyers I have worked with during my 30 year career. The typical supervisory organization of independent broker-dealer operations is to have other independent contractors operate Offices of Supervisory Jurisdiction (OSJs) to monitor the registered representatives from geographically remote offices and then report to the main franchisors compliance office at national headquarters. FINRA data last verified February 17, 2023. Questions to ask /CapHeight 500 600 600 600 600 600 0 600 600 PAS is a wholly owned subsidiary of The Guardian Life Insurance Company of America (Guardian), New York, NY. Questions to ask Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities. 722 722 777 777 777 777 777 583 What does this mean? New York, NY 10001 (888) 600-4667. . Now, once you fill out your DTC code and account number, you are ready to make a transfer. The Registered Agent on file for this company is Corporation Service Company and is located at 225 Asylum Street 20th Floor, Hartford, CT 06103. /Type /Font 2 0 obj 610 277 277 556 277 889 610 610 Relationship Summary. 333 736 370 556 583 0 736 552 endstream 777 722 722 722 722 666 666 610 Morgan Wilshire Securities, Inc. is a licensed broker-dealer located in Garden City, NY helping our clients invest in stocks, bonds, mutual funds and other Call Today: 516.622.3100 Primary Menu Skip to content Further, that Park Avenue Securities also failed to establish, maintain and enforce a supervisory system reasonably designed to review and monitor the transmittal of funds from the accounts of its customers to third party accounts and outside entities, in violation of NASD Rules 3010, 3012(a)(2)(B)(D and FINRA Rule 2010. OSJ: 29800 Telegraph Road, Southfield, MI 48034, (810) 355-1328 PAS is a wholly owned subsidiary of The Guardian Life Insurance Company of America (Guardian), New York, NY. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To John Kwit. 666 666 666 666 277 277 277 277 Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. I have had the pleasure of working with Robert for over five years now, and every interaction with him reminds me that he is smart, quick, responsive and a consummate professional. What does this mean? While the markets may change, Guardians timeless values of doing the right thing, holding itself to the highest standards, and focusing on people, do not. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, retirement planning, and more. SECURITIES AND EXCHANGE COMMISSION . 333 333 365 556 833 833 833 610 Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. The business model of these franchise type operations is to open many offices nationwide for steady growth of fixed monthly revenues without the costs attendant to a full-service branch office with on-site manager, compliance officer and operation personnel. The firms failure to conduct an adequate investigation violated NASD Rule 3010 and FINRA Rule 2010. /LastChar 255 The securities attorneys at The Law Offices of Robert Wayne Pearce, P.A., have helped countless investors over the last 40 years recover the losses from their investment accounts that were caused by broker negligence or misconduct. 26. Park Avenue Securities LLC (Park Avenue Securities) (CRD# 46173) has many different complaints filed by FINRA (Financial Industry Regulatory Authority), state regulatory organizations, and investors such as yourself. 600 600 600 600 600 600 600 600 You can contact Park Avenue Securities by calling (888) 600-4667. Use of most services provided by the regulated DTCC subsidiaries generally require membership in that subsidiary. /BaseFont /Arial,Bold Call us at 800-732-2889. Securities products/services and advisory services offered through Park Avenue Securities LLC, a registered broker-dealer and registered investment adviser. addresses, telephone number, and any alternate name by which the firm conducts business and where such name is used. Firm is a broker-dealer, or is affiliated with one, and may be subject to compensation-related conflicts of interest. For those failures, FINRA censured and fined Park Avenue Securities once again. How do these benefits affect the firms selection of a broker-dealer partner? 500 500 500 333 259 333 583 0 Why Does Park Avenue Securities Have So Many Regulatory Problems And Customer Complaints? 1 0 obj 89450. /Ascent 905 277 333 556 556 556 556 259 556 This website is intended for general public use and is for educational purposes only. 1 BNY Mellon is the parent company of Pershing. /BaseFont /CourierNew To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. 722 277 500 666 556 833 722 777 Here, advisors use Park Avenue's offerings within their independent practices. As a consumer advocacy project, investor.com does not charge any licensing fees for earned state accolade badges. 556 222 222 500 222 833 556 556 . Category filter: Show All (159)Most Common (0)Technology (33)Government & Military (36)Science & Medicine (38)Business (31)Organizations (40)Slang / Jargon (5) Acronym Definition PAS Power Assisted Steering PAS Pasadena (Amtrak station code; Pasadena, CA) PAS Pediatric Academic Societies PAS Parental Alienation Syndrome PAS Publicly Available . This review was produced by SmartAsset based on publicly available information. You should not wait until its too late to file a claim. The supervisors at the OSJs are not employees of the franchisor and often run their own brokerage, insurance and other businesses. This section provides the listings of participants alphabetically by name and number for National Securities Clearing Corporation (NSCC). /StemV 0 AtPark Avenue Securities LLC, we are a broker/dealer that is a whollyowned subsidiary of Guardian, which has a rich heritage of promises kept since 1860. . The week got started on a softer note as investors took some money off the table following a strong showing this month. In addition, it has an independent duty to supervise its stockbrokers and investment advisors. Did Park Avenue Securities Advisor Misconduct Cause You Investment Losses? Member FINRA, SIPC. Many customers make the mistake of contacting Park Avenue Securities without representation with an attorney about their complaints and have their complaints denied. 333 1000 666 333 1000 0 610 0 /** * Error Protection API: WP_Paused_Extensions_Storage class * * @package * @since 5.2.0 */ /** * Core class used for storing paused extensions. Important Disclosures | Website Terms of Use | Online Privacy Statement. The stock market lost some ground this week due to a sense that the market was due for a period of consolidation on the back of rate-hike and valuation concerns. . CRD#: 5386619. New York, NY 10001. In addition, Park Avenue Securities failed to establish, maintain and enforce a supervisory system and written supervisory procedures (WSPs) reasonably designed to ensure that customers received sales charge discounts on all eligible UIT purchases in violation of NASD Conduct Rule 3010 and FINRA Rule 2010. 1015 666 666 722 722 666 610 777 Does your firm, or anyone associated with the firm, practice as a law firm? Our commitments rest on a strong financial foundation, which at year-end 2019 included $9.3 billion in capital and $1.7 billion in operating income. In arbitration, when the pressure is on, Bob is always calm and prepared to and consistently crafts a winning strategy. /CapHeight 500 Cities where $1 million lasted the longest ranked the highest in the study. 333 736 370 556 583 0 736 552 February 27, 2023 new bill passed in nj for inmates 2022 No Comments . Market holds up on busy week of earnings and economic data. We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Open the Depository Trust Company website, and. /Widths [ 600 600 600 600 600 600 600 600 A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. /Encoding /WinAnsiEncoding 6 0 obj /LastChar 255 As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information. At the Law Offices of Robert Wayne Pearce, we have investigated Park Avenue Securities, its regulatory and customer complaints, and have also represented investors with claims of fraud, negligence, and breach of fiduciary duty against this organization and its financial advisors. What does this mean and why is it important? park avenue securities dtc number. 556 556 556 556 556 556 889 500 Caswell also serves as the President of Guardians wholly owned subsidiary, Innovative Underwriters (IU), a full-service brokerage general agency committed to helping FRs serve their clients with access to non-proprietary products. Separately, Park Avenue Securities failed to establish an adequate supervisory system for review of electronic communications, in violation of NASD Rules 3010 and 2110 and FINRA Rule 2010. Click to open the listings, choosing either Alphabetical Listing or Numerical Listing. February 27, 2023 . Investments can be both long-term (held for a year or longer) or short-term (held for less than a year) in nature, depending on market conditions and your needs. A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. /CIDToGIDMap /Identity Attorney Robert Wayne Pearce has over 40 years of personal experience in FINRA arbitration proceedings and knows very well how you can not only sue Park Avenue Securities in FINRA arbitration proceedings, but WIN that arbitration. 333 333 389 583 277 333 277 277 By providing this content, Park Avenue Securities LLC is not undertaking to provide investment advice for any specific individual or situation, or to otherwise act in a fiduciary capacity. Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. What does this mean? 16 0 obj natixis securities americas llc 0032: deutsche bank securities inc.- stock loan 0033: commerz markets llc/fixed inc. repo & comm. 666 666 610 277 277 277 469 556 Furthermore, our content and research teams do not participate in any advertising planning nor are they permitted access to advertising campaign data. Qualified participating firms must abide by investor.com Certification program's terms and conditions when utilizing an awarded "Trusted by investor.com" badge, as well as in connection with permitted enhancements to the firm's investor.com profile page. What does this mean? Bob is one of the few very best lawyers I have worked with during my 30 year career. The broker-dealer and investment advisory firm received 12b-1 fees in connection with these investments. Sonas Financial Group, Minko Wealth, Avea Financial Planning, Hippocratic Financial Advisors, SJS Investment Services, Was this helpful? /Type /Font endobj 1015 666 666 722 722 666 610 777 This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. 11 0 obj Start now. Securities products and advisory services offered through Park Avenue Securities LLC (PAS), member FINRA, SIPC. Among other things, Park Avenue Securities allowed the general agent to be involved in the investigation. /Flags 35 endobj Park Avenue Securities LLC Park Avenue Securities LLC. park avenue securities dtc number. /Type /Font It is now one of the 50 largest independent broker-dealer and investment advisory firms in the United States. *Above are only some of the regulatory disciplinary actions filed against Park Avenue Securities by FINRA. Visit Site. Get the latest business insights from Dun & Bradstreet. As a result, we do not support personal reviews on the site. Learn more. The regulator censured the broker-dealer, fined it $300,000, and ordered it to make restitution to the affected customers in the total amount of over $443,000 for those UIT sales abuses. Whether its building a long-term investment strategy for retirement, saving for college,or capital preservation, at Park Avenue Securities, we provide financial professionalswith the products and tools to help you step forward to take charge of your financial future and achieve financial success. What does this mean and why is it important? Consequently, OSJ managers cannot and do not supervise the day-to-day operations of the registered representatives of these Independent broker-dealers. She recognizes the need to provide our clients with robust financial guidance and deliver differentiated services and digital capabilities. sale of any security. 10 0 obj *SEC data last verified February 17, 2023. This time, FINRA increased the fine from $9000 to $25,000. All requests for updated information should also be reported directly to the SEC and/or FINRA. Home; Firm Overview. NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America (Guardian Life) today announced that Marianne Caswell has been named President of . << compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). Our partners compensate us through paid advertising. /StemV 0 CRD#: 46173 /SEC#: 801-58108,8-51324. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. Securities products/services and advisory services offered through Park Avenue Securities LLC, a registered broker-dealer and registered investment adviser. 556 0 222 556 333 1000 556 556 Working with an adviser may come with potential downsides such as payment of fees (which will reduce returns). Here's how we make money. 666 666 666 666 666 666 1000 722 /Subtype /CIDFontType2 The information in this material is not intended as tax or legal advice. Securities products [and advisory services] offered through Park Avenue Securities LLC (PAS), member FINRA, SIPC. Any data inaccuracies, please contact our team. << 10 Hudson Yards, New York, NY1-888-600-4667 Website. This arrangement creates a conflict where the firm and its representatives may be motivated to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. You can feel confident in the management of your assets with your trusted Park Avenue Securities financial professionaland with Pershing as the custodian. What does this mean and why is it important? What does this mean and why is it important? She led a broad range of areas, including FR Learning and Development; The Living Balance Sheet, Guardians core philosophy and sales system; Diverse Field & Client Markets; and Supervision & Business Risk. Park Avenue Securities LLC (PAS) is a wholly-owned subsidiary of The Guardian Life Insurance Company of America, which has a rich heritage . /Descent 211 representative, broker - dealer, state - or SEC - registered investment advisory firm. 2023 Reink Media Group LLC. for specific information regarding your individual situation. The NSCC member directory is made available here to all interested parties. Marianne has over 20 years of experience in building and leading advisory and broker dealer operations, said Lesina. 333 333 365 556 833 833 833 610 Securities products and advisory services offered through Park Avenue Securities LLC (PAS), member FINRA,/SIPC. Will anyone that was involved be involved with my accounts in any capacity? << The firm has extensive experience with Park Avenue Securities cases, and Attorney Pearce is committed to seeing that those responsible for the losses you have suffered are held fully accountable. /FontDescriptor 9 0 R Particularly, Park Avenue Securities was fined $300,000.00 and censured by FINRA based upon findings that the firm overcharged investors on unit investment trust transactions placed in customers' accounts. 556 556 556 556 556 556 556 556 Check the background of Park Avenue Securities and your financial professional on FINRAs BrokerCheck, 2017 Park Avenue Securities LLC. These may include guidance around retirement planning, such as individual retirement accounts (IRAs), as well as education funding through 529 plans and other investments. What does this mean? Zoom between states and the national map to see the top spots in each region. As it relates to Fundrise, a DTC number allows us to complete fully electronic transfers of IRA funds from your current IRA custodian. Unlike HTTPS connections, HTTP connections are not encrypted. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Why doesnt your firm use a secure website? /Type /FontDescriptor 333 1000 500 333 943 0 500 666 MetWall can qualify for up to 100% first year tax depreciation under Section 179c. Your nominee must also initiate electronically, using DTC's DWAC system, a withdrawal of the relevant Units and a . While Park Avenue Securities advises clients across a variety of portfolio sizes, the average client balance is currently $194,581. 8 0 obj Ready to Talk to Someone? /FontName /DDACTR+Wingdings /Descent 211 /FontBBox [ -628 -376 2000 1056 ] endobj Fee-based. madison avenue securities maxi max international broker/dealer corp. maxm maxim group llc maxn mayc mayfair capital markets . 333 333 389 583 277 333 277 277 What does this mean? DALBAR Financial Intermediary Award winner for the 5th consecutive year. 556 556 277 277 583 583 583 556 Questions to ask 4 0 obj 777 722 722 722 722 666 666 610 556 556 556 556 556 556 889 556 In my many years of experience, Bob is as good or better than anyone I have ever worked with and always gives every case his maximum best effort. Try for free at rocketreach.co 666 666 666 666 277 277 277 277 /BaseFont /Arial /Encoding /WinAnsiEncoding For the most up-to-date information, please view the applicable SEC and FINRA reports above. 600 600 600 600 600 600 600 600 /Type /FontDescriptor MERRILL LYNCH DTC #5198. When firms are dual-registered as broker-dealers, they may be subject to compensation-related conflicts of interest, including revenue sharing from mutual funds and the sale of proprietary investment products. 500 500 500 333 259 333 583 0 If 18 years of age or older: A U. Park Avenue Securities Review. 610 610 610 610 610 556 610 556 What conflicts arise from this relationship? /W [ 333 1000 500 333 943 0 500 666 SmartAssets services are limited to referring users to third party advisers registered or chartered as fiduciaries ("Adviser(s)") with a regulatory body in the United States that have elected to participate in our matching platform based on information gathered from users through our online questionnaire. 610 556 556 556 556 500 556 500 666 777 722 666 610 722 666 943 975 722 722 722 722 666 610 777 Find company research, competitor information, contact details & financial data for Park Avenue Securities LLC of Memphis, TN. 556 556 277 277 583 583 583 556 For Media Inquiries, Contact: /LastChar 255 What does this mean? Write by: . By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). We have launched many investigations of current and former Park Avenue Securities advisors: If you have lost money investing with any of these Park Avenue Securities advisors or others within this brokerage firm, its important that you reach out to an investment loss attorney quickly because the statutes of limitations can bar your claims.